Ferulic acid combined with aspirin demonstrates chemopreventive potential towards pancreatic cancer when delivered using chitosan-coated solid-lipid nanoparticles
© Thakkar et al. 2015
Received: 15 April 2015
Accepted: 6 August 2015
Published: 21 August 2015
The overall goal of this study was to demonstrate potential chemopreventive effects of ferulic acid (FA), an antioxidant, combined with aspirin (ASP), a commonly used anti-inflammatory drug for pancreatic cancer chemoprevention, using a novel chitosan-coated solid lipid nanoparticles (c-SLN) drug delivery system encapsulating FA and ASP.
Our formulation optimization results showed that c-SLNs of FA and ASP exhibited appropriate initial particle sizes in range of 183 ± 46 and 229 ± 67 nm, encapsulation efficiency of 80 and 78 %, and zeta potential of 39.1 and 50.3 mV, respectively. In vitro studies were conducted to measure growth inhibition and degree of apoptotic cell death induced by either FA or ASP alone or in combination. Cell viability studies demonstrated combinations of low doses of free FA (200 µM) and ASP (1 mM) significantly reduced cell viability by 45 and 60 % in human pancreatic cancer cells MIA PaCa-2 and Panc-1, respectively. However, when encapsulated within c-SLNs, a 5- and 40-fold decreases in dose of FA (40 µM) and ASP (25 µM) was observed which was significant. Furthermore, increased apoptosis of 35 and 31 % was observed in MIA PaCa-2 and Panc-1 cells, respectively. In vivo studies using oral administration of combinations of 75 and 25 mg/kg of FA and ASP c-SLNs to MIA PaCa-2 pancreatic tumor xenograft mice model suppressed the growth of the tumor by 45 % compared to control, although this was not statistically significant. In addition, the immunohistochemical analysis of tumor tissue showed significant decrease in expression of proliferation proteins PCNA and MKI67, and also increased expression of apoptotic proteins p-RB, p21, and p-ERK1/2 indicating the pro-apoptotic role of the regimen.
Combination of FA and ASP delivered via a novel nanotechnology-based c-SLN formulation demonstrates potential for pancreatic cancer chemoprevention and could be a promising area for future studies.
KeywordsChemoprevention Pancreatic cancer Ferulic acid Aspirin Chitosan Solid lipid nanoparticles
Cancer of the pancreas is the fourth leading cause of cancer in the US affecting about 44,000 Americans each year. It has become increasingly apparent that despite more than 20 years of intensive research on treatment, the survival rate continues to be a dismal <5 % within 5 years of diagnosis . Current treatment modalities are largely ineffective, thus bringing to the forefront the development of alternative strategies to tackle this disease . A viable strategy could be the use of chemopreventive agents to suppress, delay or even reverse the onset of the disease [3–5]. Our group has been interested in the use of novel chemopreventive agents and their combinations for pancreatic cancer prevention. Recently, we have also demonstrated the importance of delivering these agents using novel nanotechnology-based drug delivery systems wherein high efficacy has been achieved at very low doses [3, 6–9].
Pancreatic carcinoma arises from a heterogeneous molecular pathogenesis involving several oncogenic pathways and defined genetic mutations. In the last few years, however, oxidative stress and inflammation have emerged as important risk factors in pancreatic carcinogenesis [10–13]. The reports on the role of reactive oxygen species (ROS) in tumor initiation have proved that oxidative stress acts as a DNA-damaging agent, effectively increasing the mutation rate within cells and thus promoting oncogenic transformation . Additionally, oxidative stress acts by further recruiting inflammatory cells to the site of damage and producing more reactive species. This sustained inflammatory/oxidative environment leads to a loop effect, which can damage healthy neighboring epithelial and stromal cells and over a prolonged time period lead to carcinogenesis . Based on this information, the hypothesis of this study was to combine chemopreventive agents ferulic acid (FA) and aspirin (ASP) encapsulated in c-SLNs for the synergistic chemoprevention of pancreatic cancer.
FA is one of the most abundant antioxidants found in plants. FA has a high antioxidant potential due to its resonance-stabilized phenoxyl radical structure, allowing it to be an effective scavenger of free radicals to show its anti-cancer effects . Recently many researchers have focused their attention on the anti-cancer activity of FA on skin, colon, liver and breast cancers [17–19]. However, no other group has investigated its potential in pancreatic cancer chemoprevention. Non-steroidal anti-inflammatory drugs (NSAIDs) such as ASP are currently the best studied chemopreventive agents for many cancers, and have been demonstrated to modulate the NF-κB pathway . Clinical studies associated with the long term use of ASP for pancreatic cancer prevention, however, have met with mixed results thus far [21–23]. Given these conflicting reports on the use of ASP in pancreatic cancer but, simultaneously, realizing the proven benefits of ASP as a chemopreventive in cancer, it reaffirms the need for further study of this drug in pancreatic cancer prevention.
Solid-lipid nanoparticles (SLNs) were developed over a decade ago but have never before been considered extensively for chemoprevention of pancreatic cancer. For the current study, we are proposing a novel SLN delivery system coated with chitosan (c-SLN). Our previous research in chitosan-based drug delivery systems combined with the current research on SLNs enables us to design an effective hybrid system for chemoprevention. Chitosan is a nontoxic, biodegradable and biocompatible polysaccharide derived from the shells of crustaceans, with proven in vivo safety profile [24, 25]. c-SLNs are biodegradable, bioadhesive and have permeation enhancing properties thus acting as promising vehicles for oral drug delivery with wide range of pharmaceutical applications . The primary amino group in chitosan offers some special properties such as water-solubility, hemocompatibility, and cationic groups which could react with a big number of anions or other negatively charged molecules . And also based on the cationic property, chitosan-based nanoparticles exhibit a mucoadhesive feature because of their positive charge, thereby capable of prolonging their residence time in the negatively charged epithelia in small intestine , thus increasing the drug concentration at the site of absorption. Moreover, chitosan can mediate the opening of tight junctions between neighboring epithelial cells reversibly, facilitating the paracellular transport of drug molecules ultimately leading to improved bioavailability of the drugs . Thus, c-SLN combines the advantages of SLN with the biological properties of chitosan as a drug delivery vehicle.
In this study, we have used a novel c-SLN technology for the oral delivery of combinations of FA and ASP for pancreatic cancer to evaluate their combined chemopreventive efficacy in two different human pancreatic cancer cells, MIA PaCa-2 and Panc-1. Additionally, a pancreatic tumor xenograft mouse model was used to determine the efficacy of the chemopreventive regimen.
Physical characterization of FA and ASP encapsulated c-SLNs
Particle size and encapsulation efficiency of drug loaded chitosan-solid lipid nanoparticles
Particle size (nm)
Encapsulation efficiency (%)
Zeta potential (mV)
Polydispersity index (PDI)
Ferulic acid c-SLN
183 ± 46
39.1 ± 3.4
0.25 ± 0.06
229 ± 67
50.3 ± 7.3
0.19 ± 0.05
In vitro evaluation of FA and ASP drug release from c-SLNs
Determination of IC50 concentration of free and c-SLN encapsulated FA and ASP
As shown in Fig. 2, cell viability assay was performed with serial dilutions (1–1000 µM) of FA and ASP c-SLN nanoparticle formulations. In MIA PaCa-2 cells, the IC50 concentrations for FA c-SLN, ASP c-SLN, and blank c-SLN observed were 81.15, 34.66, and 362 μM, respectively (Fig. 2c); whereas in Panc-1 cells, the IC50 values for FA c-SLN, ASP c-SLN, and blank c-SLN were 66.6, 58.32, and 341.8 µM respectively (Fig. 2d).
Effect of the combination of FA and ASP c-SLN on pancreatic cancer cells
In case of c-SLNs, after determining the dose response curves individually and obtaining the IC50 value for FA and ASP c-SLNs, ineffective and low concentrations were selected for FA c-SLN (40 µM) and ASP c-SLN (25 µM) showing minimal inhibitory response on the cell lines (Fig. 3b). When combined together (FA + ASP c-SLNs), the cell viability was reduced to 70 % for MIA PaCa-2 and Panc-1 cells, respectively (P < 0.001). Thus, the combination of FA and ASP c-SLN administered at low concentrations showed a significant reduction in cell viability compared to unmodified, free form combinations of FA and ASP. The blank c-SLN at same concentration did not show reduction in cell viability, hence demonstrating that c-SLN formulation excipient has no significant effect on cell viability of pancreatic cancer cells (Fig. 3b).
FA and ASP combination induces apoptosis in pancreatic cancer cells
The induction of apoptosis was measured by flow cytometry for all individual drugs and their combinations on MIA PaCa-2 and Panc-1 cells. Individual concentrations of FA c-SLN (40 µM) and ASP c-SLN (25 µM) showed minimal apoptotic cells (data not shown). In case of MIA PaCa-2 cells (Fig. 3c), FA and ASP c-SLN combinations demonstrated approximately 35 % apoptotic cells (P < 0.01). In case of Panc-1 cells (Fig. 3d), c-SLN combined FA + ASP showed 31 % of apoptotic cells (P < 0.01). Overall, our studies confirmed that FA + ASP combinations were significantly effective in inducing apoptosis of cancer cells.
FA and ASP combination modulates proliferation proteins in pancreatic cancer cells
From our previously published studies, aspirin was reported to modulate proliferation proteins and ERK pathway [6, 7], hence we wanted to determine whether the proliferation proteins like PCNA, MKI67, RB and ERK1/2 are involved in growth inhibition. The MIA PaCa-2 and Panc-1 protein lysates were analyzed by western blot analysis. We observed that incubation of MIA PaCa-2 and Panc-1 cells with combination FA + ASP inhibits PCNA and MKI67 proteins, and produced higher phosphorylation of ERK1/2 and RB proteins compared with the control and individual drugs (Fig. 3e).
FA and ASP c-SLN in a pancreatic xenograft tumor model
In an effort to establish the efficacy of a combined therapy compared with single-agent treatment, we determined the mean tumor volume in all treated groups. For instance, at day 36 the mean tumor volume (mean ± SEM) in control and blank c-SLN (vehicle control) mice were 2576 ± 530 and 2513 ± 352 mm3 respectively, as compared with 2235 ± 244 mm3 in FA c-SLN and 2713 ± 736 mm3 in ASP c-SLN treated mice. However, mean tumor volume in FA + ASP c-SLN group was 1424 ± 402 mm3 (Fig. 4c). The administration of FA and ASP c-SLN combination treatment resulted in 45 % reduction in the mean tumor volume compared with vehicle control group, though this reduction was statistically non-significant.
FA and ASP inhibits expression of proliferation markers in pancreatic tumor tissues
FA and ASP c-SLN combination inhibits apoptotic and cell cycle proteins in pancreatic tumor tissues
Pancreatic carcinoma arises from a heterogeneous molecular pathogenesis involving several oncogenic pathways and defined genetic mutations. Studies have suggested that chronic oxidative stress, particularly from chronic inflammation, is associated with carcinogenesis [33, 34]. For example, ulcerative colitis has long been linked with high incidence of colorectal cancer; and chronic gastrititis, such as from infection with H. pylori, has been associated with a high incidence of gastric cancer [35, 36]. Recent studies have shown an important role for ROS in tumor development [37, 38]. ROS can be produced from endogenous sources, such as from mitochondria, peroxisomes, and inflammatory cell activation [34, 39]; and exogenous sources, including environmental agents. This oxidative stress then, in turn, may cause DNA, protein, and/or lipid damage, leading to changes in chromosome instability, genetic mutation, and/or modulation of cell growth that may result in cancer. The potential outcomes of oxidative stress occur when not counter-balanced by antioxidant defenses of the cell.
Previous studies in literature show the uptake of SLNs from the intestinal lymphatic system thus bypassing first pass metabolism in the liver, increasing circulation time, reducing dosage and ensuring high bioavailability of the drugs [40–43]. The addition of chitosan also provides steric stabilization of nanoparticles thus reducing their uptake by the reticulo-endothelial (RES) system in the blood [44, 45]. Moreover, chitosan can mediate the opening of tight junctions between epithelial cells reversibly, facilitating the paracellular transport of drug molecules ultimately leading to improved bioavailability of the drugs . Thus, c-SLN combines the advantages of SLN with the biological properties of chitosan as a drug delivery vehicle.
The effect of FA and ASP was initially evaluated by calculating the IC50 values and then by combining the ineffective concentrations to exhibit an additive or synergistic effect against the pancreatic cancer cells proving to be more efficacious at lower concentrations. When free FA and ASP were combined at ineffective concentrations of 200 μM and 1 mM respectively, showed 45–60 % inhibition of cell growth. The cell viability assay on FA and ASP entrapped c-SLNs was carried out using FA (40 µM) and ASP (25 µM) as individual concentrations. Individually, they showed little or no decrease in the cell viability, but when combined, a significant reduction by 70 % was observed in MIA PaCa-2 and Panc-1 cells. However, a comparative study between the two forms of the drugs i.e., the free form and c-SLN form showed approximately 5 and 40-fold reductions in FA c-SLN and ASP c-SLN respectively in comparison to the free form of the drugs. Studies have been reported where drug loaded c-SLNs have exhibited better cytotoxicity profile in comparison to the free drug [3, 9]. This has been mainly attributed to the smaller particle size of the nanoparticles which increases the overall uptake of the drug. In order to validate the efficacy of the combination regimen, apoptosis assay was conducted which determined the progression of a cancer cell from four different phases after the addition of the drug: living cell, early apoptotic cell, late apoptotic cell and necrotic cells. These results are consistent with our findings in the cell viability assay.
Pancreatic tumor growth inhibition in in vivo xenograft mice model was observed by the oral administration of 75 and 25 mg/kg FA and ASP c-SLN combination, respectively, even though the effect was not statistically significant. In our previously published study , we used SLN encapsulated aspirin at a dose range of 2–20 mg/kg, which demonstrated to be effective in suppressing the progression to pancreatic cancer in a hamster model. In this study, we used a conversion factor to calculate the dose given to the hamster to mouse which resulted in 25 mg/kg of ASP for the current study . For FA, dose of 75 mg/kg used for these experiments were deduced from publications demonstrating the use of higher doses than the proposed dose for the current studies [19, 47, 48]. Other in vivo studies have found elevated levels of detoxifying enzymes in liver and colonic mucosa in rats fed with FA at the dose of 100 mg/kg . In the same study, FA reduced the incidence and multiplicity of intestinal azoxymethane-induced tumors after 35 weeks of oral administration of 250 mg FA/kg body weight/day.
IHC was performed to evaluate the molecular effect of FA + ASP chemopreventive regimens on tumor reduction. This study showed decreased proliferation as documented by PCNA and MKI67 immunostaining, and increased apoptosis as documented by increased p21 expression within tumors. Moreover, our results demonstrate that the upregulation of p-ERK1/2 and p-RB proteins in FA + ASP treatment group compared to vehicle control group. A number of studies have shown the importance of ERK signaling pathway in regulating apoptosis [6, 49, 50]. Although ERK pathway delivers a survival signal, recent studies and our previously published article on chemoprevention of aspirin have linked the activation of p-ERK with induction of apoptosis [51–53]. Our published study also presents a plausible mechanism by which aspirin, curcumin, sulforaphane (ACS) in combination can induce apoptosis in pancreatic cancer cells through activation of the p-ERK1/2 signaling system. The ACS combination initiated p-ERK1/2 induction at 8 h, and the activity remained highly elevated through the remaining time period examined (48 h). It is important to note that there are different mechanisms of ERK activation, such as induction by growth factors could be rapid (occurring within minutes) and transient, which leads to cell proliferation and survival . But persistent or sustained p-ERK1/2 activation that lasts more than 12 h is involved in cell differentiation and death . Our results support the pro-apoptotic role of p-ERK1/2 during FA + ASP treatment and are in agreement with previous studies [6, 51–53].
This study investigated the potential chemopreventive effects of a combination of free FA and ASP as well as c-SLN encapsulated FA and ASP. We demonstrated for the first time that the FA and ASP c-SLN combination showed a synergistic inhibition of cell viability and induced apoptosis in MIA PaCa-2 and Panc-1 human pancreatic cancer cells. Further in vivo studies demonstrated the tumor shrinking capability of this c-SLN combination, even though this was not statistically significant. Immunohistochemical studies indicate the pro-apoptotic role of the regimen from significantly elevated protein expression. In conclusion, the preliminary data obtained from these studies provide a baseline on which further research is warranted to confirm this nanotechnology-based combination regimen as a potentially viable chemopreventive tool in the fight against pancreatic cancer.
Cell lines and cell culture
Human pancreatic cancer cell lines MIA PaCa-2 and Panc-1 were obtained from American Type Culture Collection (ATCC, Manassas, VA, USA). Cells were cultured in Dulbecco’s modified eagle medium (DMEM) supplemented with 10 % fetal bovine serum (FBS), and 1 % penicillin–streptomycin at 37 °C in a 5 % CO2 humidified environment.
Reagents and antibodies
FA and ASP were purchased from Sigma-Aldrich (St. Louis, MO, USA). Stearic acid, Poloxamer 188, chitosan and lecithin was obtained from Spectrum Chemicals (Gardena, CA, USA). Dichloromethane (DCM) was obtained from Fisher Scientific (Houston, TX, USA). Sodium chloride was purchased from ChemCruz (Santa Cruz, CA, USA). Hydrochloric acid was purchased from Ricca Chemicals (Arlington, TX, USA). The primary antibodies against PCNA, p-ERK1/2 (Thr202/Tyr204), and p-RB were obtained from Cell Signaling Technologies (Danvers, MA, USA). The MKI67 and p21 primary antibodies were purchased from Abcam (Cambridge, MA, USA).
Preparation of chitosan solid lipid nanoparticles (c-SLNs)
Measurement of particle size, encapsulation efficiency and zeta potential
The mean particle size (z-average) and polydispersity index (PDI) as a measure of the width of particle size and distribution was determined by photon correlation spectroscopy using Zetasizer (Nano ZS 90, Malvern Instruments, Malvern, UK) at 25 °C and 90° scattering angle. The c-SLN formulation was diluted with nano-pure water to weaken opalescence before measurements. The surface charge was assessed by measuring zeta potential of c-SLNs based on the Smoluchowski equation, using the same equipment at 25 °C with electric field strength of 23 V/cm .
Determination of percentage encapsulation efficiency of FA and ASP c-SLNs
In vitro drug release from FA and ASP c-SLNs
The cumulative release of ASP and CUR from c-SLNs was determined in both phosphate buffered saline (PBS), pH 6.8 and acidic medium, pH 1.6. Briefly, acidic medium composed of a mixture of sodium chloride (34.2 mM), lecithin (20 µM) and hydrochloric acid with pH adjusted to 1.6. Five mg of the c-SLNs were suspended in 50 ml of PBS/acidic medium and placed in an incubator at 37 °C with a shaking speed of 100 rpm. At predetermined time intervals (0, 0.5, 1, 2, 4, 6, 12, 24, 48, 72, 96 h), 1 ml of the buffer was withdrawn and replaced with equivalent volume of fresh buffer. All samples are centrifuged at 5000 rpm for 10 min. The amount of released drug was analyzed using HPLC. The analysis was carried out in triplicate.
Cell viability assay
The cell viability assay was performed according to the manual included with the Promega Cell Titre 96 Aqueous MTS reagent (Madison, WI, USA). Briefly, 7.5 × 103 cells were seeded in 96 well plates and treated with FA and ASP alone and in combination for a period of 72 h. On the last day of the incubation period, 20 % MTS and 1 % of phenazine methosulfate (PMS) were added to the medium and incubated for 2 h at 37 °C and absorbance was measured at 490 nm. All the assays were performed in triplicate.
Flow cytometric analysis for apoptosis
The detection was performed according to the manual included with the Annexin V-fluorescein isothiocyanate (FITC) Vybrant Apoptosis assay kit #3 (Invitrogen, Grand Island, NY). Approximately 1 × 105 MIA PaCa-2 and Panc-1 cells were seeded in six-well plates and treated with c-SLN modified FA and ASP alone and in combination at concentrations of 40 and 25 μM, respectively. After incubation for 48 h, cells were harvested, washed twice with ice-cold phosphate buffer saline (PBS), and then subjected to 5 µl of FITC Annexin V and 1 µl of the 100 µg/ml PI. The samples were analyzed using Beckman Coulter Cytomics FC500.
Western blot analysis
MIA PaCa-2 and Panc-1 cells were treated with FA and ASP alone and in combination for 24 h. Cells were lysed in RIPA buffer and were fractionated on SDS–PAGE gels and then transferred to nitrocellulose membranes. The membranes were blocked with 2 % bovine serum albumin (BSA) in tris-buffered saline (TBS)-Tween 20 and probed with primary antibodies (1:1000 dilution) followed by horseradish peroxidase (HRP)–labeled secondary antibodies (1:5000 dilutions). The blots were probed with the Super Signal West Pico Chemiluminescent substrate (Thermo Scientific, Pittsburgh, PA, USA) to visualize the immunoreactive bands.
Tumor xenograft model
The study was conducted on male severe combined immunodeficient (SCID) mice, 6 weeks old with an average body weight of ~20 g. All animals were maintained in pathogen-free sterile isolators and in a controlled atmosphere with a 12 h light to 12 h dark cycle according to institutional guidelines. All studies were conducted as per protocol approved by the Western University of Health Sciences Institutional Animal Care and Use Committee and conformed to the “Principles of Laboratory Animal Care”. Mice were gavage daily with the chemopreventive regimen and weighed twice a week throughout the experimental period. The human pancreatic cancer cells MIA PaCa-2 were grown in DMEM media containing 10 % FBS and harvested in HyQTase cell detachment solution (Hyclone). Cells were resuspended in saline at 1 × 106 cells/0.1 ml volume, and placed on ice. SCID mice were injected with 0.1 ml of the cell suspension subcutaneous on the right flank and observed daily for tumor growth. After transplantation, tumor size was measured using calipers, and the tumor volume was estimated according to the following formula: tumor volume (mm3) = L × W2, where L is the length and W is the width. After 5 weeks, mice were sacrificed and tumors were excised immediately.
FA + ASP c-SLN treatment regimen
Treatment plan showing group of mice treated with c-SLN modified FA, and ASP
Number of mice
Blank c-SLN (vehicle control; no drug)
FA + ASP c-SLN combination
75 + 25
All organs of the thoracic and abdominal cavities were carefully examined in situ macroscopically after euthanization. The MIA PaCa-2 tumor tissue was fixed in 10 % phosphate-buffered formalin for 24 h. The formalin-fixed pancreatic tumor was cut into small pieces at 2 cm intervals, and 5 μm thick sections were processed.
Paraffin-embedded sections of pancreatic tumor tissue were deparaffinized, rehydrated, and heated in citrate buffer (pH 6.0) for 20 min for antigen retrieval. Endogenous peroxidase activity was quenched by incubating the slides in 3 % hydrogen peroxide, followed by washing in PBS-Tween 20. Subsequently, 5 % normal goat serum blocking buffer was applied. The blocking buffer was removed after 1 h of incubation in humidified chamber and primary antibody was added to the slides, incubated overnight at 4 °C. The horseradish peroxidase (HRP)-labelled secondary antibody (Cell Signaling Technologies) was then added and incubated for 90 min at room temperature. The section was developed with ImmPACT DAB peroxidase substrate kit (Vector Labs, Burlingame, CA, USA).
Evaluation of staining
Antibody stained tissues were assessed using scoring system based on the Quickscore method . For IHC staining, the protein stained in brown color was considered labeled/positive and nuclear staining in blue as unlabeled/negative staining. Briefly, the proportion of positive cells were estimated and given a score on a scale of 1–4 (1 = 0–10 %; 2 = 11–30 %; 3 = 31–59 %; 4 = 60–100 %). The intensity of the staining was estimated and given a score from 1–4 (1 = no staining; 2 = weak; 3 = intermediate; and 4 = strong staining). A score was then calculated by multiplying the percentage of positive cells score by the intensity score, to yield a minimum value of 1 and a maximum value of 16.
Results were expressed as mean ± SEM. A one-way ANOVA followed by Dunnett’s multiple comparison test post hoc analysis using Graphpad prism software (La Jolla, CA, USA) was done to analyze and compare the results. A probability value of ≤0.05 % was considered significant.
non-steroidal anti-inflammatory drugs
reactive oxygen species
proliferation cell nuclear antigen
extracellular signal-regulated kinases
mitogen activated protein kinases
AT designed the study and carried out most of the experiments and drafted the manuscript; SC assisted in in vitro and in vivo studies; JW was involved in the revising the manuscript; SP conceived the studies, coordinated the experiments and was involved in the drafting the manuscript and revising it. All authors read and approved the final manuscript.
Compliance with ethical guidelines
Competing interests The authors declare that they have no competing interests.
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